The biggest driver of change in the RIA space is technology, cited by 43% of advisors, well ahead of regulation, cited by 22%; clients, cited by 18%; and the advisors themselves, cited by 17% as the ...

The class-A shares came with up-front sales charges and annual fees, while the class-C shares had no up-front sales charges but higher annual fees than the class-A shares for the first decade, after ...

Elevation Point, led by Jim Dickson, is another example of an effort to contribute to minority stakes in select RIAs. Dickson, the former chief executive officer of Sanctuary Wealth, told FA-IQ in ...

Edward Jones, which has long focused on serving a core of mass affluent clients, is piloting more capabilities for its 19,500 or so advisors to serve high-net-worth clients, according to Managing ...

JPMorgan Chase Chief Executive Officer Jamie Dimon has not endorsed Republican presidential nominee Donald Trump, according to news reports.