The biggest driver of change in the RIA space is technology, cited by 43% of advisors, well ahead of regulation, cited by 22%; clients, cited by 18%; and the advisors themselves, cited by 17% as the ...

The class-A shares came with up-front sales charges and annual fees, while the class-C shares had no up-front sales charges but higher annual fees than the class-A shares for the first decade, after ...

Edward Jones, which has long focused on serving a core of mass affluent clients, is piloting more capabilities for its 19,500 or so advisors to serve high-net-worth clients, according to Managing ...

Elevation Point, led by Jim Dickson, is another example of an effort to contribute to minority stakes in select RIAs. Dickson, the former chief executive officer of Sanctuary Wealth, told FA-IQ in ...

JPMorgan Chase Chief Executive Officer Jamie Dimon has not endorsed Republican presidential nominee Donald Trump, according to news reports.

SEC Chair Gary Gensler has defended his rulemaking agenda, saying it's aimed at protecting investors and creating greater transparency in sectors such as the $30 trillion private fund space, as ...

Ameriprise Financial Senior Vice President of Business Development and Experienced Advisor Recruiting Manish Dave has ...

Rohn is now suing Edward Jones, taking issue with the company's policy of forcing advisors to pay client fees when client ...

Carlos Leston, of Maywood, New Jersey, joined the financial services industry in 1998 and moved to LPL in 2008, according to ...

Edward Jones has introduced its first in-house managed account, offering no manager fee, a minimum investment of $50,000 and access to large-cap stocks as part of a broader plan to expand its SMA ...

The Securities and Exchange Commission is stepping up its legal game in a bid to ensure it has more purview of the crypto space, with a planned appeal of a decision involving its suit against crypto ...

From 2020 to 2023, the interest of such investors in paid financial advice grew across the board, with an increase of 8.6% for men and 17.3% for women, according to the Boston-based consultancy's ...