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LPL, Dan Arnold
LPL Financial Stock Slips After CEO Dan Arnold Is Fired
Shares of LPL Financial (LPLA) fell Wednesday morning, after the investment-advisory firm sacked Dan Arnold as chief executive for violating its code of conduct. Read more:
LPL Financial terminates CEO for violating company's commitment to respectful workplace
Investment advisory services provider LPL Financial Holdings (NASDAQ:LPLA) said its board has terminated President and CEO Dan Arnold, effective immediately. The company said Arnold was terminated for "violating LPL's commitment to a respectful workplace".
Dan Arnold, the ultimate LPL survivor, done in by his own words
Dan Arnold was the ultimate survivor of LPL Financial’s series of executive battles of the last 20 years. But in the end he was fired as the giant brokerage’s CEO for making statements, not yet known publicly, to employees that violated the company’s code of conduct.
La Jolla-based LPL Financial fires its CEO for violating company’s code of conduct
An investigation determined that Dan Arnold made statements to employees that violated LPL’s commitment to a respectful workplace.
LPL Financial terminates CEO Dan Arnold on code of conduct grounds
LPL Financial Holdings on Tuesday fired its CEO Dan Arnold for violating the company's code of conduct and appointed chief growth officer Rich Steinmeier as the interim chief.
Broker-dealer LPL fires CEO for breaking firm’s code of conduct
Dan Arnold violated LPL’s “commitment to a respectful workplace,” the company said without further details. He’s ineligible for severance and will forfeit much of his equity awards.
With Arnold out as CEO, can LPL keep up its growth trajectory?
Industry experts and analysts take comfort in the firm's choice of Rich Steinmeier as interim CEO and say they see little reason to expect serious disruption.
LPL Financial Terminates CEO Dan Arnold for Violating Company's Commitment to Respectful Workplace
The board of LPL Financial Holdings terminated Dan Arnold as the retail investment advisory firm's top executive for having violated the company's commitment to a respectful workplace. LPL said on Tuesday an investigation by an outside law firm found that Arnold had made statements to employees that violated the company's code of conduct.
2d
on MSN
Week’s Best: LPL CEO Is Summarily Dismissed
T he abrupt firing of LPL Financial CEO Dan Arnold had investment professionals across the industry asking questions this ...
planadviser.com
3d
LPL’s Arnold Has Settlement Chance as Steinmeier Called Worthy Successor
Stock analysts are watching for specific details of Dan Arnold’s dismissal while touting Rich Steinmeier’s business growth ...
Think Advisor
2d
LPL Closes Acquisition of Atria Wealth Solutions
LPL Financial has officially closed its acquisition of Atria Wealth Solutions, the independent broker-dealer announced ...
3d
LPL Financial Welcomes The Noble Group
SAN DIEGO, Oct. 03, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that the advisors at The Noble Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They ...
3d
Boggs & Company Wealth Management | LPL Financial
Firms do not pay a fee for placement on Forbes Top Advisor rankings, which are independently determined by Shook Research.
4d
on MSN
LPL Financial stock may be volatile short term, but management is solid, analysts say
CEO to weigh on the stock in the near term, but the leadership of interim CEO Rich Steinmeier and Chief Financial ...
2d
Where LPL Finl Hldgs Stands With Analysts
The standing of LPL Finl Hldgs among financial experts is revealed through an in-depth exploration of recent analyst actions.
Financial Advisor IQ
3d
Ex-LPL Broker Barred in NJ over $1.5M Kickback
Carlos Leston, of Maywood, New Jersey, joined the financial services industry in 1998 and moved to LPL in 2008, according to ...
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